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100% Success Rate
60-90 days*
Lowest Cost
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Step 1
Prepare Sarbanes-Oxley Implementation Plan and Detailed Schedule Accelerate
& Clients
ACCELERATE
|
+ Prepare
plan for the Sarbanes-Oxley Quality System Development
(Accelerate will work with Client)
|
Step 2
Sarbanes-Oxley
Gap Assessment
ACCELERATE
|
+ Perform the
Sarbanes-Oxley Gap Assessment
to Identify GAPS between the standard and what exist.
(Accelerate will prepare the report)
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Step
3
Sarbanes-Oxley
Training (Auditors)
ACCELERATE
|
+ Train
the Sarbanes-Oxley Internal Auditors and Process Owners to the Standard.
Upon passing the exam, process owner taking training will get
qualified as Internal Auditor
and Lead Auditor Accelerate will issue certificate.
|
Step 4
Sarbanes-Oxley
Implementation Training
ACCELERATE
|
+ Train process owners
to Sarbanes-Oxley Implementation Process.
(Accelerate will perform the activity)
ISO will issue certificate on passing exam.
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Step
5
Sarbanes-Oxley
Quality Policy (Define & Document)
Accelerate & Client
ACCELERATE
|
+ Define
Sarbanes-Oxley Quality Policy to internal and external customers.
(Accelerate will prepare Quality Policy working with Client
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Step 6
Sarbanes-Oxley
Quality Objectives
(Define & Document)
Accelerate & Client
ACCELERATE
|
+ Define
Sarbanes-Oxley Quality Objective
with reference to Quality Policy.
(Accelerate will prepare working with Client)
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Step
7
Sarbanes-Oxley
Measurement Analysis & Improvement
(Define & Document)
ACCELERATE
|
+ Define
Sarbanes-Oxley Measurement Analysis Process for continuous improvement.
(Accelerate will prepare working with Client)
|
Step 8
Sarbanes-Oxley
Quality Planning (Define & Document)
ACCELERATE
|
+ Define
Sarbanes-Oxley Quality Planning
Process.
(Accelerate will prepare working with Client)
|
Step
9
Sarbanes-Oxley
Executive Management Training
ACCELERATE
|
+ Train
Sarbanes-Oxley Executive Management for the process for Conducting Management
Review.
(Accelerate will issue certificate)
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Step 10
Sarbanes-Oxley
Documentation of Data Control
-Development of a consistent
approval process
ACCELERATE
|
+ Define
Sarbanes-Oxley Documentation
and Data Control Process for development
and Management of Documentation Control System.
(Accelerate will develop, works with Client, which include infrastructure
for Documentation Control)
|
Step
11
Sarbanes-Oxley
Level I (Quality Manual)
ACCELERATE
|
+ Prepare Sarbanes-Oxley
Quality Manual.
Document the Company Policy in the manual for compliance to
the standard.
(Accelerate will prepare for Client)
|
Step 12
Sarbanes-Oxley
Level II (Standard Operating Procedures)
ACCELERATE
|
+ Define the
Sarbanes-Oxley process and
the interaction between the processes.
Document each process in compliance with the standard.
(Accelerate will prepare with Client)
|
Step
13
Sarbanes-Oxley
Level III (Work Instructions) Draft
Accelerate & Client
ACCELERATE
|
+ Document
the Sarbanes-Oxley processes in detail if needed.
(Accelerate will work with Client)
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Step 14
Sarbanes-Oxley
Level I (Quality Manual)
Approval/Sign-Off Client
ACCELERATE
|
+ Have Top Management sign
the Sarbanes-Oxley Quality Manual.
(Client works with Accelerate)
|
Step
15
Sarbanes-Oxley
Level II (SOP)
Approval/Sign-Off
Client & Accelerate
ACCELERATE
|
+ Have
all Sarbanes-Oxley procedures approved by process owners and concerned functions.
(Client works with Accelerate)
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Step 16
Sarbanes-Oxley
Level III (Work Instructions)
Approval/Sign-Off
Client & Accelerate
ACCELERATE
|
+ Have
Sarbanes-Oxley work instruction
signed-off by concerned functions.
(Client works with Accelerate)
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Step
17
First Sarbanes-Oxley Internal Audit (by qualified Internal Auditors) Client
& Accelerate
ACCELERATE
|
+ Perform
first Sarbanes-Oxley Internal Audit. This audit will be conducted by independent
Internal Certified Auditors. (Client will perform with support
from Accelerate)
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Step 18
Sarbanes-Oxley
Corrective & Preventive Actions, customer, vendor, quality Client
& Accelerate
ACCELERATE
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+ Do close loop
Sarbanes-Oxley corrective
and preventive action for all issues including issues from Internal
Audit (STEP 17). (Client will perform with Accelerate)
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Step
19
Sarbanes-Oxley
First Management Review (Performed by Management Rep. & Executive
Mgmt.)
ACCELERATE
|
+ Conduct
Sarbanes-Oxley Management Review as per Management Review procedures. (Client
works with Accelerate)
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Step 20
Second Sarbanes-Oxley Internal Audit (By Qualified Internal Auditors)
Accelerate & Client
ACCELERATE
|
+ Perform second
Sarbanes-Oxley Internal
by Certified Internal Auditors (same as STEP 17). (Client works
with Accelerate)
|
Step
21
Sarbanes-Oxley
Corrective & Preventive Action for 2nd Internal Audit
Accelerate & Client
ACCELERATE
|
+ Perform
close loop Sarbanes-Oxley corrective and preventive action (Same as STEP 18).
(Client works with Accelerate)
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Step 22
Second Sarbanes-Oxley Management Review (By Executive Mgmt.) Client & Accelerate
ACCELERATE
|
+ Perform
Sarbanes-Oxley Management Review
as per Management Review Procedure (same as STEP 19).
(Client works with Accelerate)
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Step
23
Registrar Sarbanes-Oxley Pre-Assessment (Optional Activity) Registrar Client
& Accelerate
ACCELERATE
|
+ Registrar
(an independent certifying body) to perform Sarbanes-Oxley Pre-Assessment (Accelerate will support)
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Step 24
Sarbanes-Oxley
Corrective & Preventive Actions to registrar finding Accelerate
& Client
ACCELERATE
|
+ Do close loop corrective
Sarbanes-Oxley
actions (same as STEP 18 & 21) (Client works with Accelerate)
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Step
25
Accelerate Sarbanes-Oxley Documentation Review
ACCELERATE
|
+
Accelerate Review the complete system for Sarbanes-Oxley compliance to standard.
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Step 26
Accelerate Assessment
ACCELERATE
|
+ Accelerate perform audit
for identifying issues to related Implementation.
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Step
27
Sarbanes-Oxley
Corrective & Preventive Actions
ACCELERATE
|
+ Do
close loop Sarbanes-Oxley corrective & preventive action for all issues raised
(STEP 25 & 26)(Accelerate works with Client)
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Step 28
Final Sarbanes-Oxley Registration Audit
ACCELERATE
|
+ Registrar perform the
final Sarbanes-Oxley Registration Audit. (Accelerate will support)
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Step
29
Prepare action plan for Sarbanes-Oxley registrar finding
ACCELERATE
|
+ Submit
Sarbanes-Oxley Action Plan & close Registrar Findings.. (Accelerate works with
Client)
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Step 30
Client Certified in Sarbanes-Oxley
ACCELERATE
|
+ Accelerate Registered Client in Accelerate Database as "Sarbanes-Oxley Certified"
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Step
31
Sarbanes-Oxley
Maintaining Upgrade & Training
ACCELERATE
|
+
Accelerate will provide. (If desired)
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